Performed announced examinations of Indiana Registered Investment Advisors, Loan Brokers, and Auto Dealers to evaluate compliance with Indiana laws and regulations. Reviewed firm records to assess fiduciary accountability while executing client financial transactions. Analyzed firm databases to determine monetary custody was adequately controlled and financial interest charges were properly assessed. Prepared reports to summarize findings and make recommendations for enforcement action, if necessary.

Advised clients on investments, wealth planning, and educational savings plans. Executed equity and fixed-income trades. Subject-matter expert on financial planning resources, employer equity incentives, and Employee Stock Purchase Plans. Helped other financial advisors leverage technology to enhance their business practices. Planned and created training collateral including Quick Reference Cards, recorded training, and materials for LiveMeetings and Webinars. Showcased innovative software tools and reports for VIPs, potential new hires, and clients. Generated quarterly and year-end performance reports and forecasts for revenue and assets.

Traveled throughout the Midwest to deliver technology content and presentations to financial advisors and branch support associates. Built relationships with staff through the application of relevant and timely information. Used hands-on training, webinars, interactive conferences, and workshops to meet the educational needs of Raymond James employees and banking affiliates. Conducted needs analyses and use ADDIE to develop course outlines, instructional materials, training aids, and facilitator guides.

Managed all classroom responsibilities including training design and content instruction. Collaborated with other teachers and administrators to develop curriculum and assessments. Identified student strengths and potential in order to develop lesson plans that fostered growth and knowledge. Integrated a wide range of approaches to accommodate different backgrounds, experiences, and learning styles. Worked with teachers from other departments to establish interdisciplinary studies of historical and current events.