Marguerite Donovan

Marguerite Donovan Email and Phone Number

Deputy Chief Regulatoy Officer @ Box Options
boston, massachusetts, united states

Marguerite Donovan's Contact Information

Marguerite Donovan personal email

n/a

Marguerite Donovan's Current Company Details

boxoptions.com

Box Options

Deputy Chief Regulatoy Officer
boston, massachusetts, united states
Website:
boxoptions.com
Employees:
44
Industry:
Capital Markets
Experienced Regulatory and ERM / Compliance Officer in the financial services industry with a demonstrated history of achievement. Skilled in Internal Audit, Securities Operations, Equities, and Capital Markets. Strong regulatory compliance and operations professional with a Bachelor of Arts (B.A.) focused in Economics from Westminster College (MO).

Marguerite Donovan Work Experience

  • boxoptions.com
    Executive Vice President, Chief Regulatory Officer And Chief Compliance Officer
    Chicago Stock Exchange Mar 18 - Jul 18 · 4 mos
    Chicago, Illinois, United States
    My time at the Chicago Stock Exchange as an executive-level market regulator and exchange compliance officer afforded me the opportunity to multi-task on a daily basis while wearing different hats within the organization. I successfully managed and developed regulatory staff, created a culture of compliance and contributed to strategic decision-making as part of the Senior Management Group.
  • boxoptions.com
    Senior Vice President, Chief Compliance Officer
    Chicago Stock Exchange Nov 15 - Dec 17 · 2 yrs 1 mo
    Chicago, Illinois, United States
  • boxoptions.com
    Internal Audit Manager
    Wayne Hummer & Co Chicago Il 1988 - 1992 · 4 yrs
    In my role as Manager of the Internal Audit Department of Wayne Hummer & Co., I managed the staff responsible for reconciliation of the stock record of the firm including stock receipt, transfer and registration activities.
  • boxoptions.com
    Deputy Chief Regulatoy Officer
    Box Options Jan 23 - Present · 2 yrs
    Boston, Massachusetts, United States
  • boxoptions.com
    Senior Vice President, Chief Regulatory Officer And Chief Compliance Officer
    Chicago Stock Exchange Dec 17 - Mar 18 · 3 mos
    Chicago, Illinois, United States
    In my Chief Compliance Officer role, I oversaw a COSO-based Enterprise Risk Management program including a Risk Register, Corporate Risk Appetite Statement, Board Reporting packages and Compliance Review process in coordination with business units and the Board of Directors. My team introduced a Rules Grid and Compliance Matrix tool related to material change undertakings to ensure compliance and sound controls in the operational environment.
  • boxoptions.com
    Securities Division Unit Manager
    Bankers Trust 1986 - 1988 · 2 yrs
    Des Moines, Iowa, United States
    While participating in the management training program of the Securities Operations Division at Bankers Trust, I was assistant to the Division head and responsible for supporting the physical relocation of the Division at the Wall Street location. I then assumed the responsibility for managing a securities operations division unit that delivered, received and settled securities transactions worth millions of dollars a day on Wall Street.
  • boxoptions.com
    Director Of Operations
    Christian Brothers Investment Services 1993 - 1999 · 6 yrs
    Chicago, Illinois, United States
    My time at CBIS as Director of Operations included overseeing the outsourcing of certain mutual fund operations while internally managing customer service and accounting staff and functions. I enjoyed leading the development of business requirements and end user acceptance testing for a systems development project related to combining of customer account statement reporting.
  • boxoptions.com
    Executive Vice President, Regulatory Operations And Chief Compliance Officer - Nyse Chicago
    Intercontinental Exchange Jul 18 - Dec 19 · 1 yr 5 mos
    Atlanta, Georgia, United States
    One of two senior officers retained to support organizational transition based on purchase by ICE/NYSE. Responsible for day-to-day regulatory operations, transfer of historical knowledge and record retention.
  • boxoptions.com
    Vice President, Equity Surveillance
    Chicago Stock Exchange Feb 00 - Nov 15 · 15 yrs 9 mos
    Chicago, Illinois, United States
    During my time as senior manager of the Market Regulation Department at the Exchange, the industry underwent major change including the transition from a trading-floor based environment to an electronic trading platform. I had the opportunity to lead the implementation of a re-engineered regulatory surveillance program including the development of new trading rules, surveillance logics and operational procedures.
  • boxoptions.com
    Senior Vice President, Surveillance And Market Structure
    Box Options May 20 - Jan 23 · 2 yrs 8 mos
    Boston, Massachusetts, United States

Marguerite Donovan Education

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Frequently Asked Questions about Marguerite Donovan

What company does Marguerite Donovan work for?

Marguerite Donovan works for Box Options

What is Marguerite Donovan's role in his/her workplace?

Marguerite Donovan's role in his/her workplace is Deputy Chief Regulatoy Officer.

Which industry does Marguerite Donovan work in currently?

Marguerite Donovan works in the industry Capital Markets.

What is Marguerite Donovan's email address?

Marguerite Donovan's email address is mdonovan@chx.com

What is Marguerite Donovan's direct phone number?

Marguerite Donovan's direct phone number is +13125056088

What schools did Marguerite Donovan attend?

Marguerite Donovan attended Westminster College (Fulton, Mo), Westminster College (Fulton, Mo). Morris Community High School, Morris Community High School. and Westminster College (Mo).

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