Kevin Casey

Kevin Casey Email and Phone Number

Deputy Chief Compliance Officer, Managing Director At Svb Securities @ svb leerink

Kevin Casey's Contact Details

Kevin Casey personal email

Kevin Casey's Current Company Details

svbleerink.com

Svb Leerink

Deputy Chief Compliance Officer, Managing Director At Svb Securities
Website:
svbleerink.com
Employees:
207

Kevin Casey Work Experience Details

  • svbleerink.com
    Compliance Director
    Five Rings Capital, Llc Sep 21 - Jun 22 · 9 mos
    New York, New York, United States
  • svbleerink.com
    Armor Crewman, Rank Of Specialist
    Nj Army National Guard Jan 95 - Jan 01 · 6 yrs
  • svbleerink.com
    Deputy Chief Compliance Officer, Managing Director At Svb Securities
    Svb Leerink Jun 22 - Present · 3 yrs
    Boston, Massachusetts, United States
  • svbleerink.com
    Director
    Morgan Stanley Jun 04 - May 10 · 5 yrs 11 mos
    New York, New York, United States
  • svbleerink.com
    Regulatory Analyst
    Ubs Sep 03 - Jun 04 · 9 mos
    Zurich, Switzerland
    * Responded to regulatory inquiries from the NASD, NYSE and state regulators primarily concerning retail customer complaints including issues of suitability, claims of unauthorized trading, broker fraud, failure to supervise, mutual fund trading and switching, class B shares, breakpoints, CDSC's, variable annuities etc. * Interacted with UBS lawyers, outside counsel and branch managers ;
  • svbleerink.com
    Chief Compliance Officer, Evercore Isi
    Evercore May 10 - Aug 21 · 11 yrs 3 mos
    New York, New York, United States
    International Strategy & Investment Group LLC

Kevin Casey Education Details

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Frequently Asked Questions about Kevin Casey

What company does Kevin Casey work for?

Kevin Casey works for Svb Leerink

What is Kevin Casey's role in his/her workplace?

Kevin Casey's role in his/her workplace is Deputy Chief Compliance Officer, Managing Director At Svb Securities.

What is Kevin Casey's email address?

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Kevin Casey's direct phone number is +164626*****

What schools did Kevin Casey attend?

Kevin Casey attended Rutgers University, Fordham University, Rutgers University, and Fordham University School Of Law .

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Who are Kevin Casey's colleagues?

Kevin Casey's colleagues are Nicole Johnston, Roanna Ruiz, Elyse Barnard, Timur Luke, Peter Fry, and Jenny Gonzalez-Armenta. and Joori Park.