* Note: Continually promoted to positions of increasing responsibility and authority * Trader (1997 – 2001) *  Managed 500 retail accounts for Sr. Trading Partner *  Set record of $300,000 profit in one day utilizing large positions on swing moves *  Saved salary & related costs of one position through changes in corporate systems *  Called on to mentor, train & supervise five Assistant Traders *  Nasdaq Market Maker in 100+ OTC & BB stocks including developing relationships with *  Individuals, *  Institutions and *  Royce Mutual Funds *  Researching financials *  Maintaining Markets *  Managing order flow * Assistant Trader (1997) *  Responsible for trade executions, compliance, settlements, funding & tax issues *  Established & maintained the first European institutional account *  Increased order flow of corporate & retail accounts and PIPE & Bridge deals * Clerk (1996) *  Hand posted trades, trained & mentored replacements moving 3 to assistant traders

*  Returned 7-10% annualized on capital provided for 4 consecutive years *  Followed Charts & learned to read tape prices maintaining draw down levels under .25% *  Researched: insider bias, sector rotations, earnings projections & technical patterns

* 1st Discount Brokerage www.1db.com Risk Manager 2007 – Present *  Saved $1.5 million in error reduction. Called on to improve risk management controls *  Selected to train new traders & brought in new institutional relationships *  Review DVP accounts, resolve settlement issues & equity order problems *  Research & advise IFC’s on mergers, reorganizations and asset selection *  Called on to advise Head Trader on margin & risk exposure and equity issue analysis *  Institutional relationships improved firm wide executions and liquidity in Foreigns and Pinks